AML and Financial Crime for Senior Managers E-Learning
-
Author: Robert Bell
-
Level: Senior Staff
-
Study time: 30 mins
Write your awesome label here.
Course overview
Financial crime prevention is critical to the stability of the markets. Understandably, compliance with the rules is high on the FCA's agenda. For Senior Managers in particular, it is critical to maintain the knowledge and skills to detect, prevent and report activities like money laundering and fraud.
This e-learning course is a refresher on financial crime for those holding senior roles.
-
Video time: 15 mins
-
Exams: 1
What's included?
-
5 Chapters
-
1 Certificate
-
13 Questions
-
3 Videos
-
6 Presentations
Defending the firm and the financial system.
Financial crime — including money laundering, fraud, bribery and sanctions breaches — poses one of the most serious risks to financial services firms. It threatens customers, the integrity of the financial system, and the firm’s legal and regulatory standing.
For Senior Managers, responsibility goes far beyond operational delivery. Under the Financial Conduct Authority and the Senior Managers and Certification Regime (SM&CR), individuals in senior roles are personally accountable for ensuring that financial crime risks are properly governed, controlled and escalated.
What You'll Learn
Robert Bell
Compliance Expert, instructor, writer.
ABOUT Robert
Robert Bell has over 17 years of experience in FCA compliance. Graduating with LLB in Law, Robert has a wealth of on-the-ground experience with financial services firms of all types and sizes.
As a compliance consultant, he has supported a number of firms in achieving FCA authorisation and helped organisations weather the storms of the changing compliance landscape over the past two decades.
Working with the CSA, MBL and MALG, he enjoys helping learners and experts alike to build best practice, particularly in newly emerging areas of regulation and law. He is the author of “A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty – Law Brief Publishing” (2024).
As a compliance consultant, he has supported a number of firms in achieving FCA authorisation and helped organisations weather the storms of the changing compliance landscape over the past two decades.
Working with the CSA, MBL and MALG, he enjoys helping learners and experts alike to build best practice, particularly in newly emerging areas of regulation and law. He is the author of “A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty – Law Brief Publishing” (2024).