FCA Conduct Rules: Certification and All Other Staff E-Learning
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Author: Robert Bell
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Level: Non-SMF Staff
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Study time: 25 mins
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Course overview
The Conduct Rules impact every aspect of our work: that's why regular refresher training is so important.
This course covers each of the rules in turn, explaining what the FCA expect and offering a range of scenarios and practical suggestions, helping you to understand how to put the rules into practice and prevent breaches that could impact on your career.
This course covers each of the rules in turn, explaining what the FCA expect and offering a range of scenarios and practical suggestions, helping you to understand how to put the rules into practice and prevent breaches that could impact on your career.
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Video time: 7 mins.
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Exams: 1
What's included?
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6 Chapters
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1 Certificate
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16 Questions
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4 Videos
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3 Presentations
Interpret the Rules in practice
Explaining the rules through practical examples, this course provides a clear and practical overview of Tier 1 of the Conduct Rules.
What You'll Learn
- Tier 1 of the Conduct Rules.
- How to deliver good outcomes in practice.
- Common pitfalls to avoid.
- How to support vulnerable customers in light of the Conduct Rules.
Robert Bell
Compliance Expert, instructor, writer.
ABOUT Robert
Robert Bell has over 17 years of experience in FCA compliance. Graduating with LLB in Law, Robert has a wealth of on-the-ground experience with financial services firms of all types and sizes.
As a compliance consultant, he has supported a number of firms in achieving FCA authorisation and helped organisations weather the storms of the changing compliance landscape over the past two decades.
Working with the CSA, MBL and MALG, he enjoys helping learners and experts alike to build best practice, particularly in newly emerging areas of regulation and law. He is the author of “A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty – Law Brief Publishing” (2024).
As a compliance consultant, he has supported a number of firms in achieving FCA authorisation and helped organisations weather the storms of the changing compliance landscape over the past two decades.
Working with the CSA, MBL and MALG, he enjoys helping learners and experts alike to build best practice, particularly in newly emerging areas of regulation and law. He is the author of “A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty – Law Brief Publishing” (2024).