Conflicts of Interest (FCA Regulated Firms) E-Learning
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Author: Robert Bell
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Level: All Levels
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Study time: 25 mins
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Course overview
Whether you're new to compliance, working in a regulated role, or simply want to refresh your knowledge, this course offers a concise yet informative starting point.
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Video time: 3 mins
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Exams: 1
What's included?
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4 Chapters
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1 Certificate
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10 Questions
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2 Videos
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3 PDF
Get to grips with Conflicts of Interest
This short course provides an introduction to Conflicts of Interest: what counts, when it matters and what to do.
What You'll Learn
- Understand what a conflict of interest looks like.
- Gain confidence in managing conflicts of interest in practice.
- Be sure when something needs to be escalated.
- Review your own responsibilities, and your firm's.
Robert Bell
Compliance Expert, instructor, writer.
ABOUT Robert
Robert Bell has over 17 years of experience in FCA compliance. Graduating with LLB in Law, Robert has a wealth of on-the-ground experience with financial services firms of all types and sizes.
As a compliance consultant, he has supported a number of firms in achieving FCA authorisation and helped organisations weather the storms of the changing compliance landscape over the past two decades.
Working with the CSA, MBL and MALG, he enjoys helping learners and experts alike to build best practice, particularly in newly emerging areas of regulation and law. He is the author of “A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty – Law Brief Publishing” (2024).
As a compliance consultant, he has supported a number of firms in achieving FCA authorisation and helped organisations weather the storms of the changing compliance landscape over the past two decades.
Working with the CSA, MBL and MALG, he enjoys helping learners and experts alike to build best practice, particularly in newly emerging areas of regulation and law. He is the author of “A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty – Law Brief Publishing” (2024).