Whistleblowing E-Learning
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Author: Robert Bell
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Level: All Levels
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Study time: 25 mins
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Course overview
In financial services, small concerns can quickly become big risks. The FCA expects every firm to have clear, trusted whistleblowing arrangements. Every employee plays a vital part in keeping the business safe, fair, and compliant.
This course will show you how to recognise when something isn’t right, how to speak up, and why doing so protects not just our customers and the firm, but you as well. Whistleblowing isn’t about pointing fingers: it’s about protecting our integrity, our reputation, and the wider financial system.
This course will show you how to recognise when something isn’t right, how to speak up, and why doing so protects not just our customers and the firm, but you as well. Whistleblowing isn’t about pointing fingers: it’s about protecting our integrity, our reputation, and the wider financial system.
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Video time: 5 mins
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Exams: 1
What's included?
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4 Chapters
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1 Certificate
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12 Questions
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3 Videos
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2 Scenarios
Know the rules
Whistleblowers are protected under UK law, and by the Financial Conduct Authority. Firms are subject to strict whistleblowing rules, but even in firms with positive, speak-up cultures, it can be difficult for staff to know what to do, and when.
What You'll Learn
- What a protected disclosure is
- What to watch for, and when to make a disclosure
- How to disclose - and who to
- How you're protected by law
Robert Bell
Compliance Expert, instructor, writer.
ABOUT Robert
Robert Bell has over 17 years of experience in FCA compliance. Graduating with LLB in Law, Robert has a wealth of on-the-ground experience with financial services firms of all types and sizes.
As a compliance consultant, he has supported a number of firms in achieving FCA authorisation and helped organisations weather the storms of the changing compliance landscape over the past two decades.
Working with the CSA, MBL and MALG, he enjoys helping learners and experts alike to build best practice, particularly in newly emerging areas of regulation and law. He is the author of “A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty – Law Brief Publishing” (2024).
As a compliance consultant, he has supported a number of firms in achieving FCA authorisation and helped organisations weather the storms of the changing compliance landscape over the past two decades.
Working with the CSA, MBL and MALG, he enjoys helping learners and experts alike to build best practice, particularly in newly emerging areas of regulation and law. He is the author of “A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty – Law Brief Publishing” (2024).